Effective Capital Markets Workshop

March 27, 2017 - April 7, 2017

On March 27-April 7 2017, CLDP will hold a workshop in cooperation with the U.S. Securities Exchange Commission (SEC), and the   Securities Exchange Commission of Pakistan (SECP) on “Effective of Capital Markets.”  The workshop will feature presentations from U.S. SEC experts on enforcement best practices, investigation techniques, oversight of exchanges and self-regulatory organizations, risk based supervision, and promoting private sector compliance.

The capital markets in Pakistan have witnessed several developments recently; including the enactment of a new Securities Act, 2015, demutualization of exchanges and integration processes for stock exchanges.   Effective enforcement, supervision, and regulatory capacity is needed to address these emerging issues and challenges concerning securities market oversight.

 

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